Uncertainty as a Planning Signal: Multi-Turn Decision Making for Goal-Oriented Conversation
arXiv:2604.03924v1 Announce Type: new Abstract: Goal-oriented conversational systems require making sequential decisions under uncertainty about the user's intent, where the algorithm must balance information acquisition and target commitment over multiple turns. Existing approaches address this challenge from different perspectives: structured methods enable multi-step planning but rely on predefined schemas, while LLM-based approaches support flexible interactions but lack long-horizon decision making, resulting in poor coordination between information acquisition and target commitment. To address this limitation, we formulate goal-oriented conversation as an uncertainty-aware sequential decision problem, where uncertainty serves as a guiding signal for multi-turn decision making. We propose a Conversation Uncertainty-aware Planning framework (CUP) that integrates language models with structured planning: a language model proposes feasible actions, and a planner evaluates their long
arXiv:2604.03924v1 Announce Type: new Abstract: Goal-oriented conversational systems require making sequential decisions under uncertainty about the user's intent, where the algorithm must balance information acquisition and target commitment over multiple turns. Existing approaches address this challenge from different perspectives: structured methods enable multi-step planning but rely on predefined schemas, while LLM-based approaches support flexible interactions but lack long-horizon decision making, resulting in poor coordination between information acquisition and target commitment. To address this limitation, we formulate goal-oriented conversation as an uncertainty-aware sequential decision problem, where uncertainty serves as a guiding signal for multi-turn decision making. We propose a Conversation Uncertainty-aware Planning framework (CUP) that integrates language models with structured planning: a language model proposes feasible actions, and a planner evaluates their long-term impact on uncertainty reduction. Experiments on multiple conversational benchmarks show that CUP consistently improves success rates while requiring fewer interaction turns. Further analysis demonstrates that uncertainty-aware planning contributes to more efficient information acquisition and earlier confident commitment.
Executive Summary
This article proposes a novel approach to goal-oriented conversation, leveraging uncertainty as a planning signal to facilitate multi-turn decision making. The Conversation Uncertainty-aware Planning framework (CUP) integrates language models with structured planning, enabling the algorithm to balance information acquisition and target commitment over multiple turns. Experiments on conversational benchmarks demonstrate improved success rates and reduced interaction turns. The framework's uncertainty-aware planning contributes to efficient information acquisition and earlier confident commitment. This research has significant implications for developing more effective and efficient conversational AI systems.
Key Points
- ▸ Uncertainty serves as a guiding signal for multi-turn decision making in goal-oriented conversation
- ▸ CUP framework integrates language models with structured planning for improved decision making
- ▸ Experiments demonstrate improved success rates and reduced interaction turns
Merits
Strength in Addressing Existing Limitations
The proposed CUP framework effectively addresses the limitations of existing approaches, such as LLM-based methods lacking long-horizon decision making.
Demerits
Potential Overreliance on Language Models
The framework's reliance on language models may limit its generalizability to domains with limited or low-quality training data.
Expert Commentary
The proposed CUP framework represents a significant advancement in goal-oriented conversation research. By leveraging uncertainty as a planning signal, the framework offers a more efficient and effective approach to decision making. However, it is essential to consider the potential limitations and challenges associated with this approach, such as the reliance on language models and the need for careful evaluation in real-world applications. As the AI landscape continues to evolve, research like this will be crucial in developing more intelligent and adaptable conversational systems.
Recommendations
- ✓ Future research should focus on addressing the limitations of the CUP framework, such as developing methods for generalizing to domains with limited or low-quality training data
- ✓ Investigations into the ethics and governance of AI decision making in goal-oriented conversation should be prioritized
Sources
Original: arXiv - cs.CL